Compliance Insights Library Stay informed about the latest Compliance Insights from Protiviti. Explore our expert analysis, regulatory updates and recommended strategies for effective compliance. Latest Insight Where fraud meets compliance: Building a stronger line of defense Financial institutions are integrating fraud and compliance risk management, creating a unified defense to combat evolving threats and regulatory demands. Read More Recent Insights Whitepaper December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory cycles—and the transitions between them. Regardless of the cycle, regulators have traditionally focused on certain priorities with relative consistency. Whitepaper October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity, customer demand… Whitepaper July 14, 2025 16 min read Navigating the Financial Services Industry’s Compliance Priorities in 2025: Mid-Year Checkpoint When we published our 2025 compliance priorities for financial services companies last December, we acknowledged that for a variety of reasons, understanding… Whitepaper March 31, 2025 17 min read The Survival Guide for Chief Compliance Officers in Uncertain Times Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their… Past InsightsThe Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025Reframing Regulatory Change: Adapting to WinCan we trust culture and conduct to guide decision making in the financial services industry?An Open Letter to CEOs and Board Members: In Support of the Compliance FunctionTop-of-Mind Compliance Issues for Financial Institutions in 2024The Regulators Are Optimizing Their Use of Data. Are You?What Role Should Compliance Play in ESG?Collaboration: The key to better management of cybercrime and financial crimeThe evolving complexity of financial institution compliance: Top compliance priorities for 2023Identifying and managing the critical risks of third-party providersCustomer remediation: Making it right (and better)Human v. machine: Tackling artificial intelligence risks in financial institutionsCompliance Priorities for 2022 in the Financial Services Industry See our latest Compliance Insights Newsletter Learn more
